#DFSA
4 articles with this tag
MiscellaneousDubai Regulator Slaps $210,000 Fine on Ex-Financier for Deceptive Statements and Document Evasion
The Dubai Financial Services Authority has fined former financier Gary Joseph Peters $210,000 for providing false information and failing to produce documents, also prohibiting him from working in the DIFC.
MiscellaneousDubai Regulator Slaps $210,000 Fine on Ex-Financier for Deceptive Statements and Document Evasion
The Dubai Financial Services Authority has fined former financier Gary Joseph Peters $210,000 for providing false and misleading information and failing to produce documents. He has also been prohibited from working in DFSA-authorized firms or providing financial services in the DIFC.
MiscellaneousDFSA Slaps Dh1.67 Million Fine on Hayman-Woodward for Unlicensed Immigration Services in Dubai
The Dubai Financial Services Authority (DFSA) has fined Hayman-Woodward Global Mobility Services (HWW DIFC) Dh1.67 million for providing unlicensed services for over six years. The firm acted as a formation agent and provided registered addresses without proper authorization.
EconomyDubai Financial Services Authority Fines Vault Wealth Dh401,000 Over Unauthorised Transactions
The Dubai Financial Services Authority has fined wealth management firm Vault Wealth Dh401,000 for conducting unauthorized financial transactions from a DIFC office.