#fine
3 articles with this tag
EconomyUAE Central Bank Slaps Foreign Bank Branch with Dh200 Million Fine for Anti-Money Laundering Violations
The Central Bank of the UAE has fined a foreign bank branch Dh200 million for serious and repeated failures in anti-money laundering and combating the financing of terrorism. The bank's chief executive and head of compliance also received personal fines.
MiscellaneousDubai Regulator Slaps $210,000 Fine on Ex-Financier for Deceptive Statements and Document Evasion
The Dubai Financial Services Authority has fined former financier Gary Joseph Peters $210,000 for providing false information and failing to produce documents, also prohibiting him from working in the DIFC.
MiscellaneousDubai Regulator Slaps $210,000 Fine on Ex-Financier for Deceptive Statements and Document Evasion
The Dubai Financial Services Authority has fined former financier Gary Joseph Peters $210,000 for providing false and misleading information and failing to produce documents. He has also been prohibited from working in DFSA-authorized firms or providing financial services in the DIFC.